Enumerative sphere shaping for wireless communications with short packets

Yunus Gultekin (Corresponding author), Wim van Houtum, Arie G.C. Koppelaar, Frans Willems

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Abstract

Probabilistic amplitude shaping (PAS) combines an outer shaping layer with an inner, systematic forward error correction (FEC) layer to close the shaping gap. Proposed for PAS, constant composition distribution matching (CCDM) produces amplitude sequences with a fixed empirical distribution. We show that CCDM suffers from high rate losses for small block lengths, and we propose to use Enumerative Sphere Shaping (ESS) instead. ESS minimizes the rate loss at any block length. Furthermore, we discuss the computational complexity of ESS and demonstrate that it is significantly smaller than shell mapping (SM), which is another method to perform sphere shaping. We then study the choice of design parameters for PAS. Following Wachsmann et al., we show that for a given constellation and target rate, there is an optimum balance between the FEC code rate and the entropy of the Maxwell-Boltzmann distribution that minimizes the gap-to-capacity. Moreover, we demonstrate how to utilize the non-systematic convolutional code from IEEE 802.11 in PAS. Simulations over the additive white Gaussian noise (AWGN) and frequency-selective channels exhibit that ESS is up to 1.6 and 0.7 dB more energy-efficient than uniform signaling at block lengths as small as 96 symbols, respectively, with convolutional and low-density parity-check (LDPC) codes.
Original languageEnglish
Article number8895789
Pages (from-to)1098-1112
Number of pages15
JournalIEEE Transactions on Wireless Communications
Volume19
Issue number2
DOIs
Publication statusPublished - 1 Feb 2020

Funding

Manuscript received March 21, 2019; revised August 12, 2019 and October 21, 2019; accepted October 28, 2019. Date of publication November 11, 2019; date of current version February 11, 2020. The work of Y. C. Gültekin was supported by the TU/e Impuls Program, a strategic cooperation between NXP Semiconductors and the Eindhoven University of Technology. This article was presented in part at the IEEE International Symposium on Personal, Indoor and Mobile Radio Communications (PIMRC), Montreal, QC, Canada, October 2017. The associate editor coordinating the review of this article and approving it for publication was M. Xiao. (Corresponding author: Yunus Can Gültekin.) Y. C. Gültekin and F. M. J. Willems are with the Information and Communication Theory Lab, Signal Processing Systems Group, Department of Electrical Engineering, Eindhoven University of Technology, 5600 Eindhoven, The Netherlands (e-mail: [email protected]; [email protected]).

Keywords

  • Sphere Shaping
  • Probabilistic Amplitude Shaping
  • Amplitude Shift Keying
  • Sphere shaping
  • amplitude shift keying
  • probabilistic amplitude shaping

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