Abstract
Mechanical resonators are widely applied in time-keeping and frequency reference
applications. Mechanical resonators are preferred over electrical resonators because of their
high Q. In the $4.1 billion (2008) timing market, quartz crystals are still ubiquitous in
electronic equipment. Quartz crystals show excellent performance in terms of stability (shortterm
and long-term), power handling, and temperature drift.
MEMS resonators are investigated as a potential alternative to the bulky quartz crystals,
which cannot be integrated with IC technology. MEMS offer advantages in terms of size,
cost price, and system integration. Efforts over recent years have shown that MEMS
resonators are able to meet the high performance standards set by quartz. Critical success
factors are high Q-factor, low temperature drift, low phase noise, and low power. This PhD
thesis addresses the feasibility of scaling MEMS resonators/oscillators to frequencies above
10 MHz. The main deliverable is a 52 MHz MEMS-based oscillator.
The MEMS resonators at NXP are processed on 8-inch silicon-on-insulator (SOI) wafers,
with a SOI layer thickness of 1.5 µm and a buried oxide layer thickness of 1 µm. The
strategic choice for thin SOI substrates has been made for two reasons. First, MEMS
processing in thin silicon layers can be done with standard CMOS processing tools. The
silicon dioxide layer serves as a sacrificial layer. Second, identical substrates are used for the
Advanced Bipolar CMOS DMOS (ABCD) IC-processes. This class of processes can handle
high voltages (ABCD2 up to 120V). The high voltage capability is suitable for the
transduction of the mechanical resonator. Both MEMS and IC are processed on a similar
substrate, since the strategic aim is to integrate the MEMS structure with the IC-process in
the long run.
Frequency scaling is investigated for both the capacitive and the piezoresistive MEMS
resonator. MEMS resonators have been successfully tested from 13 MHz to over 400 MHz.
This is achieved by decreasing the size of the resonator with a factor 32. We show that the
thin SOI layer and the decreasing size of the resonator increase the effective impedance of the
capacitive resonator at higher frequencies. For the piezoresistive resonator, we show that this
readout principle is insensitive to geometrical scaling and layer thickness. Therefore, the
piezoresistive readout is preferred at high frequencies. The effective impedance can be kept
low, at the expense of higher power consumption.
Frequency accuracy can be improved by decreasing the initial frequency spread and the
temperature drift of the MEMS resonator. The main source of initial frequency spread is
geometrical offset, due to the non-perfect pattern transfer from mask layout to SOI. A FEM
tool has been developed in Comsol Multiphysics to obtain compensated layouts. The
resonance frequency of these designs is first-order compensated for geometric offset. The
FEM tool is used to obtain compensated resonators of various designs. We show empirically
that the compensation by design is effective on a 52 MHz square plate design. For the
compensated design, frequency spread measurements over a complete wafer show that there
are other systematic sources of frequency spread.
The resonance frequency of the silicon MEMS resonator drifts about –30 ppm/K. This is
due to the Young’s modulus of silicon that depends on temperature. We have investigated
two compensation methods. The first is passive compensation by coating the silicon resonator
with a silicon dioxide skin. The Young’s modulus of silicon dioxide has a positive
temperature drift. Measurements on globally oxidized structures show that the right oxide
thickness reduces the linear temperature drift of the resonator to zero. A second method uses
an oven-control principle. The temperature of the resonator is fixed, independent of the
ambient temperature. A demo of this principle has been designed with a piezoresistive
resonator in which the dc readout current through the resonator is used to control the
temperature of the resonator. With both concepts, more than a factor 10 reduction in
temperature drift is achieved.
To demonstrate the feasibility of high-frequency oscillators, a MEMS-based 56 MHz
oscillator has been designed for which a piezoresistive dogbone resonator is used. The
amplifier has been designed in the ABCD2 IC-process. The MEMS oscillator consumes 6.1
mW and exhibits a phase noise of –102 dBc/Hz at 1 kHz offset from the carrier and a floor of
–113 dBc/Hz. This demonstrates feasibility of the piezoresistive MEMS oscillator for lowpower,
low-noise applications.
Summarizing, this PhD thesis work as part of the MEMSXO project at NXP demonstrates
a MEMS oscillator concept based on the piezoresistive resonator in thin SOI. It shows that by
compensated designs for geometric offset and oven-control to reduce temperature drift, a
frequency accuracy can be achieved that can compete with the performance of crystal
oscillators. In a benchmark with MEMS competitors the concept shows the lowest phase
noise, making it the most suited concept for wireless applications.
Original language | English |
---|---|
Qualification | Doctor of Philosophy |
Awarding Institution |
|
Supervisors/Advisors |
|
Award date | 21 Sep 2009 |
Place of Publication | Eindhoven |
Publisher | |
Print ISBNs | 978-90-386-1956-9 |
DOIs | |
Publication status | Published - 2009 |