Conditional nationally determined contributions in the Paris Agreement: foothold for equity or Achilles heel?

  • W.P. Pauw
  • , P. Castro
  • , J. Pickering
  • , S. Bhasin

Research output: Contribution to journalArticleAcademicpeer-review

110 Citations (Scopus)

Abstract

The Paris Agreement’s success depends on parties’ implementation of their Nationally Determined Contributions (NDCs) towards the Paris Agreement’s goals. In these climate action plans, most developing countries make their mitigation and adaptation contributions conditional upon receiving international support (finance, technology transfer and/or capacity building). While provision of support for NDC implementation could enhance equity among countries, the feasibility of NDC implementation might be challenged by the large number of conditional NDCs. This paper addresses the implications of this tension based on an analysis of all 168 NDCs. We find that feasibility is challenged because conditions applied to NDCs are often not well defined. Moreover, the costs of implementing all conditional contributions are too high to be covered by existing promises of support from developed countries, even if the entire annual $100 billion of climate finance were earmarked for NDC implementation. Consistent with principles of equity and the prioritization in the Paris Agreement, a higher proportion of Least Developed Countries (LDCs) and Small Island Developing States (SIDS) have conditional NDCs than do other countries. However, differences between the distribution of countries requesting support and those currently receiving support, in particular among middle-income countries, demonstrates potential tensions between feasibility and equity. The article concludes with recommendations on how cost estimates and updated NDCs can be strengthened to ensure support for NDC implementation is targeted more equitably and cost-effectively. Key policy insights Support requested by developing countries to implement conditional NDCs far exceeds existing funding pledges. Differences between existing patterns of financial assistance, and those implied by requests under conditional NDCs, mean that supporting NDCs may require a significant shift in provider countries’ priorities for allocating climate finance. This may challenge feasibility. The Paris Agreement’s provisions on prioritizing LDCs and SIDS offer valuable guidance in making difficult choices on allocating support. To increase the likelihood of attracting support, developing countries (assisted by capacity building as needed), should include credible cost estimates in future NDCs and formulate investment plans. By outlining plans to mobilize support in their NDCs, developed countries can reassure developing countries that raising the ambition of NDCs is feasible.

Original languageEnglish
Pages (from-to)468-484
Number of pages17
JournalClimate Policy
Volume20
Issue number4
DOIs
Publication statusPublished - 20 Apr 2020
Externally publishedYes

Funding

This work was supported by Bundesministerium für Wirtschaftliche Zusammenarbeit und Entwicklung; Swiss National Science Foundation; Australian Laureate Fellowships by the Australian Research Council. The authors acknowledge the German Federal Ministry for Economic Cooperation and Development, the Australian Research Council’s Laureate Fellowship funding scheme (project number FL140100154) and the Swiss National Science Foundation (project number PMPDP1_171273) for financial support. We thank three anonymous reviewers and the editors for their invaluable comments and suggestions for improvements. We also thank Frauke Röser and Romain Weikmans for their valuable feedback, and the audiences at the 2019 Australasian Aid Conference and at a side event at UNFCCC COP24, where earlier versions of this article were presented.

FundersFunder number
German Federal Ministry for Economic Cooperation and DevelopmentPMPDP1_171273, FL140100154
Australian Research Council
Schweizerischer Nationalfonds zur Förderung der Wissenschaftlichen Forschung171273

    Keywords

    • capacity building
    • climate finance
    • equity
    • Nationally determined contributions
    • technology transfer
    • UNFCCC

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